Has the Federal Government “Abandoned” Providers in the ICD-10 Saga?

Transitioning into ICD-10 seems to be the only responsible option available to healthcare providers.  The upgraded classification system is the most elaborate coding available to monitor and diagnosis disease, and a compulsory component in the evolution of American healthcare.  But the switch, which has in reality been in the works for more than thirty years, was delayed yet again.

Though the problem is complex in nature, it is one that requires attention.  The current system, ICD-9, lacks the processing capabilities necessary to confront the particular needs of today’s healthcare professionals (notably, there is not even an existing code for Ebola).  ICD-10 will be able to provide a more comprehensive and inclusive coding system for specific patient conditions, symptoms, and diagnoses.  The ability to code, group, and analyze data on a scale this large will make our healthcare professionals smarter, more responsible, and more prepared to treat their patients.

The switch from ICD-9 to ICD-10 was set for Oct. 1, 2013.  Across the country accommodations were made by healthcare providers: systems were upgraded; EHRs were improved; clinical documentation was reinforced; training programs were begun; funds were dedicated.  And though the HHS and CMS repeatedly reaffirmed healthcare providers that the deadlines would not change, the date was ultimately delayed and set for Oct. 1, 2015.

The progress that came with the certainty of the initial deadline was replaced by perpetual doubt and stagnancy.  Facilities that had allotted resources to reach the 2013 deadline had to deal with the blowback: resources, time, and personnel that had been dedicated to a fruitless initiative could no longer be regained to support more worthwhile programs.  But many providers, often smaller facilities, simply lacked the capital and resources to prepare themselves for the initial date.   Without help from organizations such as the HHS and CMS, these providers were unable to meet the requirements within the allotted timeframe.  They were effectively abandoned by the same governmental agencies conceived to assist and regulate in times like these; and as a result these undermanned facilities, through no fault of their own, forced American healthcare to remain retrograde and obsolescent.

From this chain of events it is difficult to discern the correct course of action.  Many detractors argue that this new date is not to be trusted, that we are better off looking forward to ICD-11, and that as a whole the ICD-10 initiative was a failure.  However, the fact of the matter is that, regardless of one’s opinion, the only responsible response is preparedness.  Even if the governing bodies delay the switch once again, there are certain steps that healthcare providers and facilities must take, regardless of ICD-10 qualifications, to improve quality of care.   These include reassessing reimbursement procedures and diagnoses codes, increasing coder training, placing increased emphasis on clinical documentation, implementing fiscally responsible business practices to increase revenue, and upgrading existing clinical information and EHR systems to ensure improved enterprise-wide patient care.

The end result of all of this, however, is doubt and distrust in regards to the federal government’s attempts at healthcare reform. They have proven their ineptitude in the healthcare field time and time again: the ICD-10 saga and the Meaningful Use incentive program are prime examples.  However the reality of the situation is that the world has entered a new era of data processing and handling.   By implementing practices like those mentioned above, along with others that may be facility-specific, providers can help improve the quality of care, regardless of the verdict made on the ICD-10; but if healthcare professionals feel they cannot rely on the federal government for guidance, they must take the initiative themselves.  The rules in medicine have changed immensely in a matter of just a few years, and in the game today, the only way to keep up is to not fall behind.



Close up of doctors wearing surgical masks

The Importance of Population Health Management and Electronic Health Records in Light of Recent Events Regarding Ebola

With all of the recent developments regarding the Ebola outbreak, experts have begun proposing radical changes in regards to the functionality of EHRs and Population Health Management. Not surprisingly this “buzz word” has begun to creep into the vernacular among clinicians as hospitals and healthcare facilities immerse themselves in a new modus operandi.

The health of an entire population is becoming more and more dependent on the implementation of these technologies in healthcare facilities, evidence of which can be seen in the case of the Texas man who recently died of Ebola after traveling to West Africa. The first patient to die of Ebola in the United States was released by doctors from Texas Presbyterian Hospital in Dallas, Texas after the EHR in place failed to highlight the patient’s travel history.[1]

PHM concerns itself with the improvement of the physical wellbeing of a designated population, classified based on demographics, geographic location, or other important determining factors, by focusing on and addressing the disease-specific exigencies of said population.[2] The goal of these practices is to “improve morbidity patterns (i.e. the illness and injury burden) and the health care use behavior of defined populations,” and in turn, the overall outcomes of patients.[3] Facilities across the spectrum, from large university hospitals to small, rural CAHs, have begun to recognize the importance of PHM, not only for its ability to improve patient care, but also to prevent the spread of disease.

Certain provisions included in the Stage 2 Meaningful Use attestation criteria reflect the growing importance of PHM, testifying to the direct correlation between EHR implementation and PHM improvement. Included in the stipulations for EHs and CAHs are four core objectives that have played a crucial role in the current population management metanoia:

9. Generate lists of patients by specific conditions to use for quality improvement, reduction of disparities, research, or outreac

13. Capability to submit electronic data to immunization registries or immunization information systems except where prohibited, and in accordance with applicable law and practice.

14. Capability to submit electronic reportable laboratory results to public health agencies, where except where prohibited, and in accordance with applicable law and practice.

15. Capability to submit electronic syndromic surveillance data to public health agencies, except where prohibited, and in accordance with applicable law and practice.

By simplifying data collection and distribution and creating specified patient lists, care facilities are able to play their part in preventing epidemics and outbreaks. Smaller facilities, such as CAHs, are especially benefitted, as many would not otherwise have the resources to realize such an undertaking. The automation of this process also allows for a seamless flow of information between providers and Public Health Agencies (PHAs), decreasing the burden on clinicians and reducing the risk of misreporting or documenting errors.[4]

The key word here, however, is syndromic surveillance – the ability to analyze medical data on a large scale to detect and prevent outbreaks of disease and epidemics. As part of the movement to prevent emerging infectious outbreaks, hospitals and healthcare facilities are being called on to play an enhanced role in surveying public health. According to the Centers for Disease Control, “The fundamental objective of syndromic surveillance is to identify illness clusters early… and to mobilize a rapid response, thereby reducing morbidity and mortality.”[5]

Though many of the details are still unsure in this particular case, whether it was the way in which the EHR was utilized or the technology itself, either procedural or technical improvements can certainly be made to avoid future incidences such as the one that led to the first death of an American Ebola patient. We can only hope that from this episode, clinicians, programmers and government officials learn to collaborate effectively on a solution to the looming problem posed by the Ebola outbreak. The prudent implementation of EHR technology forms an integral part of a solution that can save lives today, and prevent new outbreaks in the future.

[1] Bleiberg, Joshua and West, Darrell M. (October14, 2014) Could Better Electronic Health Records Have Prevented the First American Ebola Case?

[2] Hillman, Michael. (2002) Testimony before the Subcommittee on Health of the House Committee on Ways and Means, hearing on promoting disease management in Medicare.

[3] Chapman, LS. (1997). HEALTH MANAGEMENT: Optimal Approaches for Managing the Health of Defined Populations. Summex Corporation. Seattle, WA.

[4] Centers For Medicare & Medicaid Services (Cms). Stage 2 Eligible Hospital and Critical Access Hospital (CAH) Meaningful Use Core and Menu Objectives (n.d.): n. pag. CMS. Web. < MeaningfulUseSpecSheet_TableContents_EligibleHospitals_CAHs.pdf>.

[5] Henning, Kelly J. “Overview of Syndromic Surveillance What Is Syndromic Surveillance?” Centers for Disease Control and Prevention. Centers for Disease Control and Prevention, n.d. Web. 04 Aug. 2014. <>.


How to Avoid Catastrophic Medication Errors

Where has the summer gone? That seemed to be the consensus at my “Last Summer Barbeque of the Year” barbeque last week. It was a strange summer in central NY as we had either heat/no rain or rain and no heat. We did have some great sweet corn from one of my fields but overall the summer went by way too quickly for most of us.

The neighbors found time to talk about the latest local gossip. On this occasion, our local hospital was the subject. Recently, newspapers were filled with articles concerning a lawsuit about a near-fatal drug mishap. It is alleged that a nurse accidentally administered the wrong drug. Most of the comments approximated “How stupid could they be?” and “How could that happen?”

As always I started to enumerate the many causes of medication errors. I explained to these folks that errors can occur for many types of procedures or issues, from seemingly simple to very complex. Then my non-clinician friends began to speculate “How hard can it be to give a drug?” I quickly pointed out the various ways that things can go wrong. I told them about the look-alike sound-alike scenario. Then I explained to the group that a simple mispronunciation of a word, a missed allergy, an unreported drug a patient is taking at home, even a practice or protocol bypassed entirely can all lead to a serious if not fatal medical misadventure.

I went on to explain that “Some drugs are just very toxic and need special handling to mix, make or administer. Many of these agents are rarely used and special handling instructions can get ignored or go unnoticed. All these nuances of error can cause serious problems, especially if you are not accustomed to using them. In a busy pharmacy environment it is likely that the pharmacist gets distracted or interrupted when filling them. All it takes is a moment of diverted attention. With these classes of drugs, such as neoplastic agents, the more reminders a pharmacist has on how to handle them, available on-demand, is the best way to prevent errors. To ensure that the staff stops, looks and knows what to do, is the best way to avoid any medicinal mishap.

I continued on, “There are likely more ways to cause an error than to prevent one. Errors can happen anywhere in the order process, from inception to administration. Each step in the process (prescribing, verification, dispensing/compounding, storing and finally administration) is a new and different stage in the medication process for the error to occur. One of the best ways to stop these types of errors is to make a proactive risk assessment and have in place protocols and procedures that determine how drugs are to be used before the problem arises.

After all, if you are aware of the step where a potential problem can or has happened then that is the place where the appropriate prophylactic measures must be implemented.    An electronic system that alerts users at the appropriate point, can go a long way in preventing any issue from arising at any given stage in the process.

It’s been my experience that every hospital has problem drug or two that are vulnerable to errors. When you identify those drugs you need to make sure that those drugs are handled with an extra amount of care. The best part about a good electronic medication software is the ability to customize your warnings. In this way, we can take our ideas and tailor them to be more proactive about resolving medication errors before they happen.

An effective EHR can allow users to identify and isolate those special, problematic drugs and give them clear and concise instructions as to how they want the drug handled. Flexibility and customization can help everyone be aware that this drug needs special attention. The best part is the software can then notify the user where in the chain of events the issue happens.

For problems such as a “look alike, sound alike” users can put their special warning at time of order entry (for the prescriber and for the verifier) so the drug is entered properly. They can do this again at the time of drug fill – so they can take that extra second to check it, making sure they have the correct drug or yet again at the time of compounding with warnings such as “after mixing, check for particulars. If present discard and redo”. And lastly when the nurse goes to administer the drug a special warning or note can be tailored to appear explaining just what needs to be checked prior to administering it to the patient.   The availability of drug images in conjunction with bar code scanning can reinforce and enhance 5 rights checking.

A comprehensive EHR that allows for customization can identify and require certain drugs to have a second person check and verify that the drug is correct as well. By having the additional clinician enter their password into the system before the drug is delivered or administered.

Taking a user out of their comfort zone for a few seconds by requiring their special attention is one of the best ways to prevent any error. With electronic health record software you can tailor warnings to the prescriber, pharmacist, technician or administering personnel, ensuring that each receives enough information that is vital to helping prevent a medical misadventure. Sometimes it’s the little help that these pop-ups give you make all the difference between safety and disaster.


Weeding through CQM requirements for your EHR

I spent my last few weekends working in my flower garden attempting to conquer the weeds and re-establish order. When I began planting in the Spring, I took the time to design and strategize a plan and visualized my end product as one complete, beautiful flower garden with little maintenance required. Needless to say the reality is far different. In the middle of the bed I placed a large stone obelisk with intent to find the perfect climbing flower to wind from the base to the top and become a focal point in the garden. Well, as usual life got busy and the perfect flower never materialized, which means that now I am stuck having to weed around an object without purpose (something I would embrace more if the temperature was say – 70 instead of 98). As I was weeding I was reminded of work in the office this past week- a weeding of a different sort.

A group of us are working with our clients on identifying the fields needed to capture and transmit the data required for clinical quality measures (CQMs). For 2014 the CQMs for eligible hospitals involve reporting on 16 of 29 approved quality measures. Within these 16 CQMs there must be measures encompassing at least three (3) of the National Quality Strategy domains such as Care Coordination or Clinical Processes and Effectiveness. For Stage 2 it is not enough to simply report the measure was ordered rather a completed picture of implementation is captured as discrete data. For example one well known quality measure is Venous Thromboembolism Prophylaxis (VTE) with documentation of prophylaxis started day of or day after hospitalization. Designing discrete data fields to capture the ordering or not of a VTE prophylaxis such as low molecular weight heparin or graduated compression stockings for a patient is not problematic. Beyond the ordering of the intervention the application or administration of the intervention must also be captured as a discrete data field that is available for export to a MU report.

Here is where the weeding comes in. Providers order and nurses implement. Nursing documentation is a vital component in obtaining the discrete data for Stage 2. Was the compression stocking applied within the required timeframe or not? If not what was the reason?   This documentation will come from nursing. But I ask you, dear readers, has anyone looked at a nursing form lately?

Developing and designing nursing documentation that provides a tool to collect relevant data as well as one for the nurse to assess and document interventions is not easy. Nursing forms are constantly added to in order to capture that newest piece of information someone wants. And even with the best of intentions in mind when the form was designed, in time elements of it can become like my obelisk -a great idea at the time but one that simply ends up being simply an obtrusive structure. With so many check boxes and drop-downs to wade through it is daunting to try and navigate quickly through the documentation. Eligible hospitals working on Stage 2 probably have well established forms and workflows nurses have been using. Frequently these forms were not designed with specific discrete data elements to be pulled into meaningful use reports in mind as they were meant to be for nursing use while providing clinical care.

As our group evaluated where the data elements would pull from for these CQMs it was apparent that changes to current nursing documentation must be made. I am sure most eligible hospitals are facing similar situations. As this work is done it is imperative that NURSING is involved. Changing an existing nursing form will impact the bedside nurse. These forms had a vision and strategy at the time of creation- even those with weeds creeping in. Reporting CQMs is a great initiative but we must be sure to remember that the aid and the positive input of nurses is essential in form redesign, as they are key stakeholders in providing the care that makes use of these data elements.

By the time I finished weeding my garden the original vision had re-emerged, plants that were not thriving were removed, and space was cleared so that new ones could grow. And I think we should face the task of form redesign for MU requirements with the same goal in mind.  Happy weeding.


Reflecting on Alert Fatigue

I was reading a professional journal the other day and it described a medication error that resulted in a near death. At first glance it seemed that their Information system failed to detect a drug allergy that was known. The patient received the drug and had an anaphylactic reaction.

Fortunately for all, the patient was treated and survived the incident without any permanent injury. Checking for allergies is one of the basic fundamental tasks that any system can and must be able to do. As expected, an in-depth analysis of the incident took place. The allergy warnings did indeed trigger….and it was ignored. The pharmacist received an allergy warning….Overrode the warning, allowing the drug to be dispensed and ultimately given to the patient.

When questioned, the pharmacist was certain that no warning appeared and the fault lay in the system itself. The audit trail clearly showed the exact time the warning appeared and yet the pharmacist denied ever seeing it. When shown the evidence the answer was “there are so many warnings, who has the time to read each and every one? If I read every one I’d never get my work done!”

If that refrain sounds familiar to anyone, it’s because it is something that everyone who has ever worked in the trenches knows all too well. Hurry up and follow all procedures but if you make a mistake you should have slowed down. It seems that the plethora of information appearing on the screen at times only manages to overwhelm the users and negates our ability to absorb and respond to the information. This is the eternal dilemma we pharmacists have all faced at one time or another.

This is just one case of course and proves that that pharmacist involved was lulled into a false sense of complacency and assumed that “….this warning was like the other three I just read. Besides I am late and have to get this done. If the warning was really important the nurse or someone else would catch it.” In theory that is absolutely correct, in practice however, not so much.

How many of us have been put into that same situation? We are trying to get the work done, there is a deadline and the screen keeps showing us information. So, we prioritize. Unfortunately not all decisions always translate to good patient care. Warnings are there for a reason. We need to make professional judgments as to what is critically important and must be acted upon versus what is useful informational but not critically important.

The dilemma of alert fatigue becomes intensified when a prescriber is reviewing clinical alerts. This is because prescribers, with much less time to spend on order entry, will more easily be conditioned to press override if inundated with many  warnings with low clinical significance.  What we need to do is try to make the pop-ups that appear have meaning. Then we need to differentiate between simply informational warnings and the life threatening warnings! We need a way to turn off the superfluous and accentuate the serious. How do we make sure the warnings are actually understood and acted upon in the appropriate manner?

Pharmacists also need to have their alerts tuned, since they are often the final defense in order scrutiny for clinical problems. I believe they should see a fuller complement of warning messages than prescribers. The point to take away here is that managing your alerts and making sure the most important alerts take the user out of their comfort zone making them think before overriding the really important pop-ups and warnings.

As members of the health care Team it is all our responsibility to ensure patient safety. We don’t sacrifice judgment for speed. Instead we use all the features our closed loop medication systems offer. Systems must be fine-tuned so that prescribers see the most clinically significant alerts and pharmacists review a broader range of flags.

When possible we customize alerts and explain why some warnings are more important than others. If possible we design those critical warnings that force the user stop and actually think before automatically checking a box to override a critical alert. It is not just the system but how we respond to its warnings that keep us focused on our job. Have a great and safe summer!